Contents

1 Introduction

The EHRtemporalVariability package contains functions to delineate temporal dataset shifts in Electronic Health Records through the projection and visualization of dissimilarities among data temporal batches. This is done through the estimation of data statistical distributions over time and their projection in non-parametric statistical manifolds, uncovering the patterns of the data latent temporal variability. Dataset shifts can be explored and identified through visual analytics formats such as Data Temporal heatmaps and Information Geometric Temporal (IGT) plots [1–3]. An additional EHRtemporalVariability Shiny app can be used to load and explore the package results towards an improved investigation experience and even to allow the use of these functions to those users non-experienced in R coding.

1.1 Background

Biomedical Data research repositories and property biomedical research databases are becoming bigger both in terms of sample size and collected variables [4, 5]. Two significant reasons behind of this are the widespread adoption of data-sharing initiatives and technological infrastructures, and the continuous and systematic population of those repositories over longer periods of time. However, these two situations can also introduce potential confounding factors in data which may hinder their reuse for research, such as in population research or in statistical and machine learning modeling. Concretely, differences in protocols, populations, or even unexpected biases, either caused by systems or humans, can lead to temporal dataset shifts [6, 7], changes of reference which are reflected in the statistical distributions of data. This temporal variability of data represent a Data Quality (DQ) issue which must be addressed for a reliable data reuse [2, 8].

The EHRtemporalVariability package has been developed to help preventing this problem.

The tasks that can be performed with EHRtemporalVariability package are the following:

  1. Estimate the probability distributions of numerical and coded variables on temporal batches at a yearly, monthly or weekly period.
  2. Plot and explore data temporal heatmaps of absolute and relative frequencies of variable values over temporal batches.
  3. Estimate a projection of the variability among data temporal batches, as a non-parametric information geometry embedding of the probabilistic distances among the probability distributions of temporal batches at a number of dimensions specified by the user, allowing for plotting (see next point) or further data analysis methods (such as unsupervised learning of temporal batches).
  4. Plot and explore the projection above through an Information Geometric Temporal plot, which helps delineating reference changes in data over time, including abrupt and recurrent changes, conceptually-related time periods (periods with similar data distributions), but also smooth temporal trends.
  5. Additional data pre- and processing options, such as mapping International Classification of Diseases 9th revision (ICD-9) codes to phenotype codes used in Phenome-Wide Association studies (PheWAS), or trimming data temporal maps.

In the following sections the specific functions that can be used to address each of these tasks are presented.

General workflow for using the EHRtemporalVariability R package

General workflow for using the EHRtemporalVariability R package

For more information about the methods please check reference [1] and the Suplemental Material in [2].

1.2 Installation

EHRtemporalVariability is provided through CRAN and GitHub. To install the CRAN version the user must type the following commands in an R session:

install.packages("EHRtemporalVariability")
library(EHRtemporalVariability)

The GitHub version of the package will, in general, provide the latest updates before these are commited to the CRAN version. In order to install it, devtools package - available in CRAN (https://cran.r-project.org/) - is required. To install devtools the user must type the following commands in an R session:

install.packages("devtools")
library(devtools)

Once devtools package has been installed the user can install EHRtemporalVariability typing the following commands in an R session:

install_github( "hms-dbmi/EHRtemporalVariability" )
library( EHRtemporalVariability )

1.3 S4 objects

1.3.1 DataTemporalMap

The DataTemporalMap object contains the statistical distributions of data estimated at a specific time period.

class( probMaps$`diagcode1-phewascode` )
## [1] "DataTemporalMap"
## attr(,"package")
## [1] "EHRtemporalVariability"


DataTemporalMap object is the output of estimateDataTemporalMap function. It is used as input for plotDataTemporalMap functions.


Note that objects of this class can be generated automatically by the estimateDataTemporalMap function, but its construction and extension is open towards fostering its use through external methods. E.g., one may ise additional probability distribution estimation methods, or even contruct compatible DataTemporalMap object for other unstructured data shuch as images or free text.

1.3.2 IGTProjection

The IGTProjection object contains the projected non-parametric statistical manifold of a DataTemporalMap object (also included in the object) estimated in a specific number of dimensions.

class( igtProjs$`diagcode1-phewascode` )
## [1] "IGTProjection"
## attr(,"package")
## [1] "EHRtemporalVariability"


IGTProjection object is the output of estimateIGTProjection function. It is used as input for plotIGTProjection functions.


Note that objects of this class are generated automatically by the estimateIGTProjection function.

2 Data pre-processing

2.1 Load the CSV input file

The first step consists on read the CSV file that contains the data for the analysis. To do it, the user can apply the read.csv function.

The read.csv function reads a file in table format and creates a data frame from it, with cases corresponding to lines and variables to fields in the file. It is important to define the class of each column when reading the CSV file.

An example of how to read the CSV file is shown next:

dataset <- read.csv2( "http://github.com/hms-dbmi/EHRtemporalVariability-DataExamples/raw/master/nhdsSubset.csv", 
                      sep  = ",",
                      header = TRUE, 
                      na.strings = "", 
                      colClasses = c( "character", "numeric", "factor",
                                      "numeric" , rep( "factor", 22 ) ) )
head( dataset)
##    date age sex newborn race marital disstatus dayscare lengthflag region
## 1 00/01   0   2       1    2       9         1        8          1      1
## 2 00/01  53   1       2    6       9         1        8          1      1
## 3 00/01  49   1       2    2       9         1        6          1      1
## 4 00/01  76   2       2    1       9         3       53          1      1
## 5 00/01  53   2       2    2       9         1        3          1      1
## 6 00/01  38   2       2    2       9         1        6          1      1
##   hospbeds hospownership diagcode1 diagcode2 diagcode3 diagcode4 diagcode5
## 1        4             2     V3101     76518     V298-     V053-       N/A
## 2        4             2     2252-     78039     25000       N/A       N/A
## 3        4             2     29181     30391     4019-       N/A       N/A
## 4        4             2     29532     49390     700--       N/A       N/A
## 5        4             2     2967-     V08--       N/A       N/A       N/A
## 6        4             2     30421     30391       N/A       N/A       N/A
##   diagcode6 diagcode7 proccode1 proccode2 proccode3 proccode4 princpayment
## 1       N/A       N/A      9955      9921       N/A       N/A            8
## 2       N/A       N/A      0159      9921       N/A       N/A            8
## 3       N/A       N/A      9462       N/A       N/A       N/A            3
## 4       N/A       N/A      8622      9423      9439      9394            2
## 5       N/A       N/A      9411      9423      9438       N/A            8
## 6       N/A       N/A      9468       N/A       N/A       N/A            3
##   secondpayment drg
## 1            NA 388
## 2            NA   1
## 3            NA 435
## 4             6 424
## 5            NA 430
## 6            NA 435

2.2 Transform the date column in ‘Date’ R format

The second step will be transform the date column in ‘Date’ R format. The EHRtemporalVariability R package allows the user to do this transformation applying the formatDate function.

The formatDate function transform the column containing the dates from the given data.frame input, using the following arguments:

  • input: a data.frame object with at least one column of dates.
  • dateColumn: the name of the column containing the date.
  • dateFormat: the date format as standard in R Dates, by default ‘%y/%m/%d’.

The formatDate function output is the same data.frame with the date column transformed.

class( dataset$date )
## [1] "character"
datasetFormatted <- EHRtemporalVariability::formatDate(
              input         = dataset,
              dateColumn    = "date",
              dateFormat = "%y/%m"
             )
head( datasetFormatted )[1:5, 1:5]
##         date age sex newborn race
## 1 2000-01-01   0   2       1    2
## 2 2000-01-01  53   1       2    6
## 3 2000-01-01  49   1       2    2
## 4 2000-01-01  76   2       2    1
## 5 2000-01-01  53   2       2    2
class( datasetFormatted$date )
## [1] "Date"

2.3 Transform the ICD9-CM into PheWAS codes

Once the CSV file has been readed and the date column transformed, the third step is to transform the ICD9-CM to PheWAS codes if needed (https://phewascatalog.org/) [9].

This step is not mandatory, is an option for those analysis in which ICD9-CM are analyzed and want to be reduced and transformed into PheWAS codes.

The EHRtemporalVariability R package allows the user to do the mapping in an automatic way applying the icd9toPheWAS function.

The icd9toPheWAS map to PheWAS codes using as input a column containing ICD9-CM codes. This function has as input the following arguments:

  • data: a data.frame object with at least one column of ICD9-CM codes that one to be transformed into a PheWAS code.
  • icd9ColumnName: the name of the column containing the ICD9-CM.
  • missingValues: the value used to determine missing values in the data.frame.
  • phecodeDescription: an optional argument to determine if instead to mapping to the PheWAS code, the user is interested in mapping to the PheWAS code description.
  • replaceColumn: an optional argument to determine if you want to replace the ICD9-CM codes column or if you want to generate a new one for the PheWAS codes.
  • statistics: if TRUE, shows the summary of the mapping like the percentage of initial ICD9-CM codes mapped to PheWAS code.
  • replaceColumn: whether to replace the original ICD9-CM column with the PheWAS codes or, if FALSE, create a new column with the PheWAS code.

The icd9toPheWAS function output is the ICD9-CM column transformed into PheWAS codes. In this specific “NHDS” example we will create a new column with the PheWAS codes that map to the diagcode2 column in the original data.frame.

datasetPheWAS <- icd9toPheWAS(data           = datasetFormatted,
                              icd9ColumnName = "diagcode1",
                              phecodeDescription = TRUE,
                              missingValues  = "N/A", 
                              statistics     = TRUE, 
                              replaceColumn  = FALSE)

head( datasetPheWAS[, c( "diagcode1", "diagcode1-phewascode")] )
##   diagcode1              diagcode1-phewascode
## 1     V3101                Multiple gestation
## 2     2252-                 ICD9codeNotMapped
## 3     29181                        Alcoholism
## 4     29532                     Schizophrenia
## 5     2967-                 ICD9codeNotMapped
## 6     30421 Substance addiction and disorders

3 Data analysis

3.1 Estimate data temporal map

The estimateDataTemporalMap function estimates a DataTemporalMap object from a data.frame containing individuals in rows and the variables in columns, being one of these columns the analysis date. This function has as input the following arguments:

  • data: a data.frame containing as many rows as individuals, and as many columns as the analysis variables plus the individual acqusition date.
  • dateColumnName: a string indicating the name of the column in data containing the analysis date variable.
  • period : the period at which to batch data for the analysis from “week”, “month” and “year”, with “month” as default.

Additionally this function has the following optional arguments:

  • startDate: a Date object indicating the date at which to start the analysis. By default the first chronological date in the date column will be selected.
  • endDate: a Date object indicating the date at which to end the analysis. By default the last chronological date in the date column will be selected.
  • supports: a List of objects containing the support of the data distributions for each variable, in classes numeric, integer, character, or factor (accordingly to the variable type), and where the name of the list element must correspond to the column name of its variable. If not provided it is automatically estimated from data.
  • numericVariablesBins: the number of bins at which to define the frequency histogram for numerical variables. By default is set to 100.
  • numericSmoothing: a logical value indicating whether a Kernel Density Estimation smoothing (Gaussian kernel, default bandwith) is to be applied on numerical variables (the default) or a traditional histogram instead.
  • dateGapsSmoothing: a logical value indicating whether a linear smoothing is applied to those time batches without data, by default gaps are filled with NAs.

The estimateDataTemporalMap function output is a DataTemporalMap object or a list of DataTemporalMap objects depending on the number of analysis variables.

probMaps <- estimateDataTemporalMap(data           = datasetPheWAS, 
                                    dateColumnName = "date", 
                                    period         = "month")

In the previous specific example, nhds data frame is used as input, with the date column previously formated to Date format. The estimateDataTemporalMap function has been applied to the X variables present in the initial data set. As a result, a list of X DataTemporalMap objects is obtained.

class( probMaps )
## [1] "list"
class( probMaps[[ 1 ]] )
## [1] "DataTemporalMap"
## attr(,"package")
## [1] "EHRtemporalVariability"

Variable supports can be set manually for all or some of the variables using the support parameter. The support of those variables not present in the support parameter will be estimated automatically as when the parameter is not passed.

supports <- vector("list",2)
names(supports) <- c("age","diagcode1")
supports[[1]] <- 1:18
supports[[2]] <- c("V3000","042--","07999","1550-","2252-")
probMapsWithSupports <- estimateDataTemporalMap(data           = datasetPheWAS, 
                                    dateColumnName = "date", 
                                    period         = "month",
                                    supports       = supports)

3.2 Trims a DataTemporalMap object

Additionally, the EHRtemporalVariability R package contains a function that allows the user to trim any DataTemporalMap object according to a start and end date.

The trimDataTemporalMap function needs as input the following arguments:

  • dataTemporalMap: a DataTemporalMap object.
  • startDate: a date indicating the start date to trim from.
  • endDate: a date indicating the end date to trim from.

The trimDataTemporalMap function output is a new DataTemporalMap object.

class( probMaps[[1]] )
## [1] "DataTemporalMap"
## attr(,"package")
## [1] "EHRtemporalVariability"
probMapTrimmed <- trimDataTemporalMap( 
                        dataTemporalMap = probMaps[[1]],
                        startDate       = "2005-01-01",
                        endDate         = "2008-12-01"
                                      )
class( probMapTrimmed )
## [1] "DataTemporalMap"
## attr(,"package")
## [1] "EHRtemporalVariability"

3.3 Estimate IGT projections

The estimateIGTProjection function estimates a IGTProjection object from a DataTemporalMap object. This function has as input the following arguments:

  • dataTemporalMap: a DataTemporalMap object.
  • dimensions: integer value indicating the number of dimensions for the projection.
  • startDate: a Date object indicating the date at which to start the analysis, in case of being different from the first chronological date in the date column (the default).
  • endDate: a Date object indicating the date at which to end the analysis, in case of being different from the last chronological date in the date column (the default).

The estimateIGTProjection function output is a IGTProjection object.

igtProj <- estimateIGTProjection( dataTemporalMap = probMaps[[1]], 
                                  dimensions      = 3, 
                                  startDate       = "2000-01-01", 
                                  endDate         = "2010-12-31")

In the previous specific example, the estimateIGTProjection function has been applied to the X variables present in the previous DataTemporalMap object. As a result, a list of X IGTProjection objects is obtained.

class( igtProj )

The sapply function can be used if the estimateIGTProjection function needs to be applied to the output from estimateDataTemporalMap function including more than one variables, which result is a list of DataTemporalMap objects, as follows:

igtProjs <- sapply ( probMaps, estimateIGTProjection )
names( igtProjs ) <- names( probMaps )
class( igtProj[[ 1 ]] )

4 Data visualization

EHRtemporalVariability offers two different options to visualize the results, heatmaps and Information Geometric Temporal (IGT) plots. An special focus is made on visualization colors.

The default “Spectral” palette shows a color temperature scheme from blue, through yellow, to red. The four remaining options are better suited for those with colorblindness, including “Viridis”, “Magma”, and their reversed versions “Viridis-reversed” and “Magma-reversed”.

4.1 Plot data temporal maps

The plotDataTemporalMap function returns a heatmap plot. This function has as input the following arguments:

  • dataTemporalMap: the DataTemporalMap object.
  • absolute: inidicates if the heatmap frequency values are absolute or relative. By default FALSE.
  • startValue: indicates the first value to display in the heatmap. By default 1.
  • endValue: indicates the last value to display in the heatmap. By default the last value of the DataTemporalMap object.
  • startDate: a Date object indicating the first date to be displayed in the heatmap. By default the first date of the DataTemporalMap object.
  • endDate: a Date object indicating the last date to be displayed in the heatmap. By default the last date of the DataTemporalMap object.
  • sortingMethod: the method to sort data in the Y axis of the heatmap from “frequency” and “alphabetical”, with “frequency” as default.
  • colorPalette: the color palette to be used.

To illustrate the next examples we load the example .Rdata file, which contains the results from analyzing the complete “NHDS” dataset.

githubURL <- "https://github.com/hms-dbmi/EHRtemporalVariability-DataExamples/raw/master/variabilityDemoNHDS.RData"
load(url(githubURL))
plotDataTemporalMap(
    dataTemporalMap =  probMaps[["diagcode1-phewascode"]],
    startValue = 2,
    endValue = 20,
    colorPalette    = "Spectral")
## Warning in plotly::config(., staticPlot = FALSE, displayModeBar = TRUE, : The
## collaborate button is no longer supported
## Warning: 'config' objects don't have these attributes: 'workspace', 'collaborate'
## Valid attributes include:
## 'staticPlot', 'plotlyServerURL', 'editable', 'edits', 'autosizable', 'responsive', 'fillFrame', 'frameMargins', 'scrollZoom', 'doubleClick', 'showAxisDragHandles', 'showAxisRangeEntryBoxes', 'showTips', 'showLink', 'linkText', 'sendData', 'showSources', 'displayModeBar', 'showSendToCloud', 'modeBarButtonsToRemove', 'modeBarButtonsToAdd', 'modeBarButtons', 'toImageButtonOptions', 'displaylogo', 'watermark', 'plotGlPixelRatio', 'setBackground', 'topojsonURL', 'mapboxAccessToken', 'logging', 'queueLength', 'globalTransforms', 'locale', 'locales'

4.2 Plot IGT projections

The plotIGTProjection function returns an interactive Information Geometric Temporal (IGT) plot from an IGTProjection object. This function has as input the following arguments:

  • igtProjection: the IGTProjection object.
  • dimensions: the number of dimensions of the plot (2 or 3).
  • startDate: a Date object indicating the first date to be displayed in the IGT plot. By default the first date of the IGTProjection object.
  • endDate: a Date object indicating the last date to be displayed in the IGT plot By default the last date of the IGTProjection object.
  • colorPalette: the color palette to be used.
plotIGTProjection( 
    igtProjection   =  igtProjs[["diagcode1-phewascode"]],
    colorPalette    = "Spectral", 
    dimensions      = 2)
## Warning in plotly::config(., staticPlot = FALSE, displayModeBar = TRUE, : The
## collaborate button is no longer supported
## Warning: 'config' objects don't have these attributes: 'workspace', 'collaborate'
## Valid attributes include:
## 'staticPlot', 'plotlyServerURL', 'editable', 'edits', 'autosizable', 'responsive', 'fillFrame', 'frameMargins', 'scrollZoom', 'doubleClick', 'showAxisDragHandles', 'showAxisRangeEntryBoxes', 'showTips', 'showLink', 'linkText', 'sendData', 'showSources', 'displayModeBar', 'showSendToCloud', 'modeBarButtonsToRemove', 'modeBarButtonsToAdd', 'modeBarButtons', 'toImageButtonOptions', 'displaylogo', 'watermark', 'plotGlPixelRatio', 'setBackground', 'topojsonURL', 'mapboxAccessToken', 'logging', 'queueLength', 'globalTransforms', 'locale', 'locales'

An IGT plot visualizes the variability among time batches in a data repository in a 2D or 3D plot. Time batches are positioned as points where the distance between them represents the probabilistic distance between their distributions (currently Jensen-Shannon distance, more distances will be supported in the future).


To track the temporal evolution, temporal batches are labeled to show their date and colored according to their season or period, according to the analysis period, as follows. If period==“year” the label is “yy” (2 digit year) and the color is according to year. If period==“month” the label is “yym” (yy + abbreviatted month) and the color is according to the season (yearly). If period==“week” the label is “yymmw” (yym + ISO week number in 1-2 digit) and the color is according to the season (yearly).

Month Abbreviaton
January J
February F
March M
April a
May m
June j
July x
August a
September S
October O
November N
December D

4.3 Exporting data for the Shiny app dashboard

The EHRtemporalVariability Shiny app allows loading your own .csv file through simple configuration steps but, however, with limited data pre-processing. Consequently, users can export the DataTemporalHeatmaps and IGTplots generated from the R package as an .RData file for their exporation through the interactive Shiny app dashboard. The export is done as follows (note that both DataTemporalHeatmaps and IGTplots must be lists of same size where the names of their items correspond to the variable names):

names( probMaps )
names( igtProjs )
save(probMaps, igtProjs, file = "myExport.RData")

5 Summary of EHRtemporalVariability functions available


Table 1: Functions in EHRtemporalVariability R package
Input Object EHRtemporalVariability function Output Generated
data.frame formatDate Given a data.frame object with a column of dates in ‘character’ format, it generates a new data.frame object with the dates transformed into “Date” R format.
data.frame icd9toPheWAS Given a data.frame object with a column of ICD9-CM codes, it generates a new data.frame object with the ICD9-CM codes transformed into PheWAS codes
data.frame estimateDataTemporalMap Given a data.frame object containing individuals in rows and the variables in columns, it generates a DataTemporalMap object or a list of DataTemporalMap objects depending on the number of analysis variables
DataTemporalMap trimDataTemporalMap Given a DataTemporalMap object, it generates a trim DataTemporalMap object
DataTemporalMap estimateIGTProjection Given a estimateDataTemporalMap object, it generates a IGTProjection object or a list of IGTProjection objects depending on the number of analysis variables
DataTemporalMap plotDataTemporalMap Given a DataTemporalMap object, it generates an interactive heatmap
IGTProjection plotIGTProjection Given a IGTProjection object, it generates an interactive Information Geometric Temporal (IGT) plot

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